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Conflict of Interest
700-U Statement of Financial Interests (electronically submitted through ORCOI - https://ucsb.coi-smart.com) (Updated February, 2016)
For non-governmentally funded projects including non-profits, industry, and gifts
700-UG Disclosure Addendum for Gifts from Individuals
Addendum to a positive 700-U for a gift given in support of research to a specific researcher from an individual person, including gifts given from the researcher to him or herself
600-U Investigator's Statement of Financial Interest Related to Human Subjects Research
Graduate Student Conflict of Interest Form
This form must be completed, signed, and submitted by graduate students with the Masters Form I or the Doctoral Degree Form I, as applicable

 

Human Subjects Committee
ORahs (Office of Research Application for the use of Human Subjects)
Human Subjects Bill of Rights (112e)
NIH-HS Statement Regarding Education in the Protection of Humans Research Participant
Research Involving Human Subjects Decision Tree
Decision tree to assist investigators in determining if an activity is research involving human subjects
HSC Generic Checklist
Form to assist investigators in determining if proposed research constitutes human subjects research. Form must be submitted to the HSC for review
DoD CITI Training Instructions
Instructions for completing Department of Defense CITIprogram training
Sample Consent Form
Sample consent form may be used by investigators for creating a consent document

 

Institutional Animal Care and Use Committee (IACUC)
IACUC Research/Teaching Protocol Application
Application must be completed for all instances of live verebrate use in research and/or teaching
Protocol Training Roster
To be completed when updating or adding new personnel to a protocol. This form can also be used with the Annual Update Form
Animal Researcher Training Checklist
Form must be used to complete required training
Occupational Health and Safety Animal Exposure and Medical History Form
All personnel working with live vertebrate species must complete this form
Animal Facility Safety and Hygiene Plan
Form must be completed when working with hazardous materials in the animal facility (ARC or satellite facility)
MS-222 Chemical Hygiene Plan
Chemical Hygiene Plan for using MS-222 in field studies and animal facilities
Custom Antibody Form
Form must be completed when using custom antibodies
Fish Census Reporting Form
Example of monthly census reports
Rodent Anesthesia and Surgery Record
Example of rodent anesthesia and surgery record
Rodent Post-Op Care Log
Example of post-op care logs
Procedural Training Template
Example of procedural training template
Aquatic Animal Facility Standard Operating Procedure Template
Standard Operating Procedures for PI maintained facilities
Aviary Standard Operating Procedure Template
Standard Operating Procedures for PI maintained facilities
Terrestrial Animal Facility Standard Operating Procedure Template
Standard Operating Procedures for PI maintained facilities
Adverse Event Reporting Form
Form may be used to notify the IACUC of any adverse effects or unanticipated problems
Do I Need Protocol? Form
Form is used to help determine whether a protocol is required for certain projects

 

Sponsored Projects
General
UC Cash Project Contribution Request Form (Instructions)
Project Contribution Form
NIH/PHS PI Assurance Form
NIH/PHS Fellowship Certification Assurance Form
Request for Approval to Spend Funds (RAS)
Request for Exception to Serve as Principal Investigator (Form 99)
Questionnaire for NASA Assistance Proposals
PI Certification for ASSISTANCE AWARDS containing the NASA CHINA FUNDING RESTRICTION
PI Certification for CONTRACTS containing the NASA CHINA FUNDING RESTRICTION
Standard Cover Letter
OR Information Sheet
Subawards
Certification of Compliance with A-133 and the Uniform Guidance
Financial Management Systems Questionnaire
Multi-Campus (MCA) Commitment Form
Request to Issue a New or Modification of Subaward (UCSB/OR SK Form 800 Part B)
Sole Source Justification (UCSB/OR SK Form 200)
Subagreement Close-Out Certification (UCSB/OR Form 330)
Subaward Invoice Certification
Subawards under Contracts (UCSB/OR SK Form 800 Part A-2)
Subawards under Grants (UCSB/OR SK Form 800 Part A-1)
Subrecipient Commitment Form (UCSB/OR SK Form 100)
Subrecipient vs Contractor Determination Sheet

 

Stem Cell Research
Stem Cell Research Application
Stem Cell Proposal Replacement
Stem Cell Renewal Form
ESCRO Protocol Change of Title

 

Technology Transfer
Office of Technology & Industry Alliances (TIA) Forms
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Updated: February 24, 2017.