For Phase I of the Small Business Innovation Research (SBIR) (R43) and Small Business Technology Transfer (STTR) (R41) projects, the PI must complete California Form 700-U and submit it with the proposal. Phase I of both SBIR and STTR programs are exempt from the federal requirements concerning disclosure of financial interests.
For Phase II of the SBIR (R44) and STTR (R42) projects, the PI and key personnel must complete California Form 700-U and the annual Federal disclosure (ORCOI). All forms are due with the submission of the proposal.
For detailed information about these two small business programs, please see An Entrepreneurs Startup Guide developed by the Technology and Industry Alliances Office.