The following forms and links are useful for faculty and staff with a role or responsibility associated with conflicts of interest in research.
Disclosure and Certification Forms
Disclosures of significant financial interests or other disclosable interests are made through the Office of Research Conflict of Interest Electronic Disclosure System: (https://orcoi.research.ucsb.edu/).
Principal Investigators are responsible for identifying individuals responsible for the design, conduct, or reporting of their federally sponsored research. See Identifying Investigators section of the For Researchers page for instructions.
Other Forms & References
- UCOP Compliance Briefing and Conflict of Interest for Researchers
- List of Non-governmental Entities Exempt From Disclosure Requirement
- NIH Summary of Major Changes to the 1995 Regulations
- Graduate Division - Student Conflict of Interest Form (latest version at this webpage)
Required COI Training
Campus Policies & Guidelines
- Campus Policy on Disclosure of Financial Interests Related to Public Health Service Sponsored Projects for Promoting Objectivity in Research (Research Circular D.1)
- Campus Policy on Disclosure of Financial Interests Related to National Science Foundation Sponsored Projects for Promoting Objectivity in Research (Research Circular D.3)
- Campus Policy on Acceptance of Private Funds for Research (Research Circular D.5)
- Campus Policy on Conflict of Interest and Graduate Education
- Procedure for Conflicts of Interest in Human Subjects Research
University of California Policies & Guidelines
- UCOP Policies
- UCOP PHS COI Policy - Disclosure of Financial Interests & Management of Conflicts of Interest, Public Health Service Research Awards (Updated 6/17/22)
- UCOP NSF COI Policy - Disclosure of Financial Interests & Management of Conflicts of Interest, National Science Foundation Awards (Updated 01/07/2015)