The following forms and links are useful for faculty and staff involved in Research Mangement Support.
Disclosure and Certification Forms
- Conflict of Interest Electronic Disclosure System (https://ucsb.coi-smart.com)
- Design, Conduct, and Reporting (DCR) Personnel Form - REPLACED BY KEY PERSONNEL PROCESS 6/21/21
- See Identifying Investigators section of the For Researchers page for new instructions
- Sub Recipient DCR (Design, Conduct, & Reporting) Personnel Form
Other Forms & References
- UC Patent Look up - verification whether UC Patent Amendment signed
- UCOP Compliance Briefing and Conflict of Interest for Researchers
- List of Non-governmental Entities Exempt From Disclosure Requirement
- NIH Summary of Major Changes to the 1995 Regulations
- Graduate Division - Student Conflict of Interest Form (latest version at this webpage)
- COI Quick Reference for the ORBiT Data Sheet
Required COI Training
Campus Policies & Guidelines
- Campus Policy on Disclosure of Financial Interests Related to Public Health Service Sponsored Projects for Promoting Objectivity in Research (Research Circular D.1)
- Campus Policy on Disclosure of Financial Interests Related to National Science Foundation Sponsored Projects for Promoting Objectivity in Research (Research Circular D.3)
- Campus Policy on Acceptance of Private Funds for Research (Research Circular D.5)
- Campus Policy on Conflict of Interest and Graduate Education
- Procedure for Conflicts of Interest in Human Subjects Research
University of California Policies & Guidelines
- UCOP Policies
- UCOP PHS COI Policy - Disclosure of Financial Interests & Management of Conflicts of Interest, Public Health Service Research Awards (Updated 6/17/22)
- UCOP NSF COI Policy - Disclosure of Financial Interests & Management of Conflicts of Interest, National Science Foundation Awards (Updated 01/07/2015)